Alerts Analyst – Third Party Referential Filtering

For SG Group scope, he/she handles, as all alerts managers, the management of the alerts generated by FORCES platform (within the sanctions / embargos filtering framework, to contribute to SG Group financial safety.

As expert, he/she also participates in the analysis and operational translation of Group Compliance filtering instructions, in FORCES platform evolution projects and in a posteriori quality controls.

Main responsibilities

The main tasks of the alerts expert Manager consist in:

• Transactions filtering:
  • Analyzing the relevance of the alerts concerning real time or a posteriori filtered transactions
  • Contacting the Customer Manager for definitive decision (RBDF, IBFS Group departments) whenever necessary

• Databases filtering:
  • Performing L1 analysis on alerts generated by the filtering of third parties’ databases against S/E & PEP lists
  • Contact L2 (Local Compliance) to obtain final decision on all suspicious alerts

Beyond these responsibilities, after a training period of 6 to 9 months, the following missions can be added:

• An active participation in the analysis of the filtering guideline established by Group Compliance department (document detailing, country by country, the SG Group policy regarding sanctions and embargos), and a capacity to directly communicate with CPLE/FCC/EMB (SG Group Compliance department) on the possible cases not covered by the guideline or considered ambiguous
• The capacity to translate this guideline into concrete actions, applicable by the FORCES team for the operational processing of the alerts, and the capacity to answer to questions of other FORCES team members on the concrete application of the guideline

• The capacity to present to the FORCES management team a synthetic vision of the operational application of the guideline

• The capacity to insure, in connection with the FORCES management team, a posteriori quality controls on the production of FORCES alerts managers
• An active participation to the various evolution projects concerning the FORCES platform and to filtering processes in a broad sense (business expertise on alerts processing in the everyday work)
• A positioning as "pilot" within the FORCES alerts managers team on platform new features