AML Analysts within the TMG review all cases of potentially suspicious activity generated via the Bank’s automated transaction monitoring system; waives or investigates the cases; and escalates cases to the TMG Manager, when appropriate, for possible SAR filing. Their primary focus is correspondent banking activity which is monitored using the Bank’s automated transaction monitoring system, however designated AML Analysts also review alerts and/or activity manually generated, as well as any activity escalated during the normal course of business.
All our positions are open to people with disabilities
PRIOR WORK EXPERIENCE
Required:Bachelor’s Degree or higher education level
The SGUS Compliance Department monitors the corporate banking, investment banking and broker–dealer activities of SGUS and reports on the compliance risks and issues to SGUS and Global Compliance Senior Management. Additionally, the SGUS Compliance Department works closely with the Global Compliance Department in Paris to ensure effective implementation of Global Compliance policies and to coordinate all cross-border business transactions and activities. The SGUS Compliance Department is responsible for monitoring the handling of sensitive confidential business information by SGUS personnel through the Compliance Control Room. It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training. In addition, the Advisory Team provides the various business lines with guidance and advice on relevant rules and regulations. The US Financial Crime department is responsible for ensuring compliance with anti-money laundering (“AML”), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations. Additionally, AML oversees key processes and risks of the KYC department.