ROCS REG Team deals with processes required to comply with various regional regulations in the OTC Derivatives space, for Ex.: DFA, EMIR, HKMA, MAS, MiFID etc.
REG Team carry out periodic post reporting controls to identify Regulatory reporting anomalies & rectify the issues in coordination
with technology teams. In addition, team responsible to manage daily reporting activities for regulators.
The Analyst of PRD team needs to perform relevant controls and ensure that they are executed as expected and if there
is any discrepancy that needs to be highlighted and rectified. The roles of Senior analyst also demands good coordination
with relevant ITEC and External teams to bring any Regulatory reporting issue to Logical conclusion
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