Associate in SG Securities Compliance

Permanent contract|Seoul|Compliance

Associate in SG Securities Compliance

Seoul, Korea Permanent contract Compliance


Main responsibilities include but are not limited to:

  • Assist the team with regulatory requirements on businesses and Governance: Coordinate amongst different teams for appropriate actions and reporting
  • Manage reporting to the senior management of the entity and to the APAC and Paris office
  • Coordinate or execute various controls including Market Surveillance, e.g. illegal short selling, review on Conflict of Interests, monitoring of Money Laundering, and perform Permanent Supervisions, etc.
  • Actively discuss with the regional Compliance teams on various Compliance issues

Profile required

  • Undergraduate degree in business, finance, economics, law or related discipline (Preferred)
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to prioritize work, meet deadlines, achieve goals, and work effectively under pressure in a dynamic and complex professional environment with many time-sensitive deliverables
  • Ability to develop and manage business relationships
  • Teamwork building skills to harmonize with other team members

Thank you to submit the below in one file no later than 2 Dec 2022.

  • CV & Cover letter
  • Consent form

Business insight

Societe Generale Group is one of Europe's leading financial services groups and a major player in the economy for over 150 years, supports 30 million clients every day with 133,000 staff in 61 countries.

The SG Securities Korea entity provides a wide range of services in the field of Global Markets including brokerage of cash equity, futures, listed options, Vanilla and Exotic OTC Derivatives, as well as Debt Capital Market.

SG Securities Korea is currently looking for an Associate in its Compliance team. This is an exciting opportunity to join a dynamic team in a business growth phase and get hands-on experience within a fast-paced, results focused, global organization. The successful candidate will be able to build close relationships with the business teams onshore and within the organization more broadly on a regional and global basis.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 22000WS0
Entity: SG Securities Korea Co., Ltd
Starting date: 2022/12/26
Publication date: 2022/11/20