As team member of the new EMEA CMS hub in Casablanca, your responsibilities will be :
- Communication Surveillance using the firm’s oral and written communication monitoring tools as directed by management
- Trade Surveillance using the firm’s monitoring tools as directed by management.
Support the collation and development of Management Information.
Support the implementation and enhancement of surveillance approaches and /or strategic solutions to meet review requirements.
Maintain and monitor a referential of remedial actions/recommendations arising from :
- communication monitoring
- trade monitoring and ensure timely satisfactory resolution of issues identified.
Liaison with other EMEA CMS surveillance team members
Liaison with Advisory Compliance officers and other key stakeholders and synergies regarding key topics
Assisting in regulatory and internal investigations as appropriate.
Maintain up to date policies and procedures supporting the performance of the local and EMEA CMS teams
Proactive and timely escalation of issues to management
Maintaining awareness of key EU / FCA regulatory rules and updates and where applicable transposing them into the : communication surveillance program OR trade surveillance program
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.