Client Facilitation Relationship Onboarding Analyst

 New York, United States       Permanent contract        Banking Operations


  • Manage projects associated with Client Onboarding
  • Be a point person for onboarding related queries from team
  • Responsible for adherence with the timelines associated with the annual periodic review campaign and ensuring completeness of files
  • Ensuring statuses and comments are up to date for pipeline of onboarding requests and periodic review cases
  • Maintain a working knowledge of regulatory policies required to onboard clients including KYC, French Banking Law, Dodd-Frank, Volker, FATCA, etc
  • Challenge existing policies when they do not align with market standards
  • Maintain good working relationship with the business lines and clients
  • Meeting regularly (weekly/bi-weekly) with business lines as well as global counterparts

Profile Required

Technical Skills:

  • Familiarity with the principles of risk-based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
  • Microsoft Office, Word, Excel, PowerPoint
  • Financial product knowledge/lifecycle of a trade knowledge preferred


  • Strong interpersonal and written and verbal communication skills;
  • Strong problem solving and organizational skills, ability to prioritize and multitask.
  • Proactive;
  • Ability to work in a dynamic, deadline-focused environment;
  • Team player;
  • Ability to partner with all infrastructure teams (Compliance, Credit, legal, KYC) and business lines
  • Strong time management skills and the ability to work well under pressure
  • An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate
  • Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely

Experience Needed:

  • 5+yrs of KYC experience/ and or financial services experience particularly in an operations role or client facing role.

Educational Requirements:

  • Bachelor’s Degree

Languages: (Other than English)

Desired / Plus:

  • Spanish
  • French

Business Insight

SG’s Client Facilitation team (GBSU/CLD) is responsible for implementing and assuring consistent application of SG’s local and global KYC Policies and procedures, FATCA and any other regulatory requirements associated with on-boarding a new client and performing annual periodic review of existing clients.  Specifically, the GBSU/CLD department is charged with reviewing all new client requests and determining the required documentation to fulfill regulatory and SG’s requirements.  

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Job code: 20000I1W
Business unit: SG Americas Securities
Starting date: 28/09/2020
Date of publication: 15/09/2020
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Client Facilitation Relationship Onboarding Analyst

Permanent contract   |   New York   |   Banking Operations