Compliance Manager

Permanent contract|Chennai|Other job functions

Compliance Manager

Chennai, India Permanent contract Other job functions

Responsibilities

Advisory

• Must deal with queries, files or procedures presented by operational team for opinion or approval

• Should have at least 5 years of experience in Trade Finance Operations

• Must hold B1/ B2 certification in French or equivalent diploma / Bachelors/ Masters in French . Good in R, W & S

• Thorough understanding in Trade Finance products (i.e. Letter of Credit, Guarantee Documentary Collection)

• Ensure that LOD1 compliance control are fully implemented

• Report to the local management and BU Compliance on sanctions incidents

• Will be the acting as a compliance contact for other compliance functions having operations/processes managed in his perimeter.

• Performance of GAP analysis on compliance and action plan to comply with.



Compliance culture:



• Training: Assess the Compliance culture awareness and help in developing an effective compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers in Trade Finance team.

• Ensure that Compliance Training program is fully implemented in the perimeter.

• Policies and guideline/procedure: Ensure that Compliance instruction are implemented and known locally.

• Ensure dedicated communication in his perimeter (changes in Compliance instruction, share of best practices, etc)

Other responsibilities

• Ensure relationship with local LOD2 control department to implement corrective actions in case of LOD1 weaknesses

Profile required

Experience: 6-12 years

Compliance Manager should be proficient in French (Read/Write/Speak) and should have experience in Trade Finance products (i.e. Letter of Credit, Guarantee Documentary Collection).

Technical knowledge

• Having CDCS/ACAMS certification is a plus

• Working knowledge on Trade Finance and its corresponding AML red flags.



General Competencies

  • Analytical & problem solving
  • Team player
  • Report writing skills
  • Listening skills
  • Time management skills
  • Communication, presentation skills
  • Risk sensitiveness skill
  • Interpersonal skill
  • Teamwork spirit
  • Good knowledge of accounting and balancing principles and banking operations
  • Ability to handle high volumes without compromising on accuracy in processing.

Why join us

“We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status”.
 

Business insight

Societe Generale Global Solution Centre (SG GSC), a 100% owned subsidiary of European banking major Societe Generale (SG), Our role and purpose is to enable the strategic vision of Societe Generale Group. We are doing this by pioneering cutting edge innovation from Design Thinking to Smart Automation & Artificial Intelligence, and applying it to banking.

SG Global Solution Centre provides services in the areas of Application Development and Maintenance, Infrastructure Management, Business Process Management, and Knowledge Process Management, to Societe Generale's business lines around the world.

“We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status”.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 210000SG
Entity: SG Global Solution Centre
Starting date: 2021/04/06
Publication date: 2021/01/13
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