Compliance Manager

Permanent contract|Shanghai|Compliance

Compliance Manager

  • Shanghai, China
  • Permanent contract
  • Compliance


  • HQ general compliance function including regulatory reporting, survey, licensing application, compliance review, etc. – pls refer to the main responsibilities below
  • Market entry, license, senior management person and other regulatory administrative application
  • Regulatory routine reports
  • Ad Hoc regulatory survey and inquiries
  • Complaint monitoring and handling
  • Compliance review and risk monitoring
  • Daily communication with regulators
  • Significant and major events, incident reports to regulators
  • Internal committee and meeting material preparation
  • Regulator on-site inspection support  
  • Regulation and regulatory notice internal circulation
  • Perform Compliance training
  • Create and renew compliance policies
  • Follow ups on all regulatory comments/recommendation
  • Other Compliance related works assigned

Profile required

Academic Background (Degree and major)

  • Bachelor degree in Business, Finance or Law

Working Experience /Technical Skills & Know how

  • Minimum 3 years work experience in foreign bank or foreign company compliance/internal risk control dept
  • Better with good communication experience with banking regulator

Skills & Competencies

  • Familiar with local CBRC/SAFE/ PBOC rules & regulations and relevant compliance policies;
  • Sound knowledge of banking products / services;
  • Independent, self-motivated and detail-focused; able to work under pressure

Language Skills

  • Good command of verbal and written English and excellent communication skills;

Computer Skill

  • Literate in MS applications, WORD, EXCEL, PowerPoint, etc.

Business insight

Company Description

Societe Generale is one of the leading European financial services groups. Based on a diversified and integrated banking model, the Group combines financial strength and proven expertise in innovation with a strategy of sustainable growth. Committed to the positive transformations of the world’s societies and economies, Societe Generale seeks to build together with its clients, a better and sustainable future through responsible and innovative financial solutions. Active in the real economy for over 150 years, with a solid position in Europe and connected to the rest of the world, Societe Generale has over 117,000 employees in 66 countries and supports 25 million individual clients, businesses and institutional investors worldwide (figures as of August 2023). We have a presence in 11 locations across Asia Pacific. With our regional headquarters in Hong Kong – a core hub of the worldwide Societe Generale Group – we employ around 2,300 employees in the region. In addition, Societe Generale's Global Solution Centre (SGGSC) in Bangalore and Chennai supports the Group in Asia Pacific and globally with customised business solutions.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 23000PNT
Entity: Societe Generale China Limited
Starting date: 2023/12/11
Publication date: 2023/09/12