Compliance Risk Analyst for Investment Banking

Permanent contract|Bucuresti|Compliance

Compliance Risk Analyst for Investment Banking

Bucuresti, Romania Permanent contract Compliance


The Compliance risk officer will analyze risks related to outsoutcing services on investment banking.

What you will do:

  • Coordinate the compliance risk assessment process in SG tools and manage the project governance
  • Prepare the file for analysis
  • Pre analyze the exposure of outsourcing service/essential outsourcing service to compliance risks following Group effort to cope with EBA guidelines (assessment of inherent risk, of mitigants and of residual risk, definition of actions plans to reduce the compliance risks) and the order of the 3rd November 2014 on the internal control of undertakings in the banking, payment services and investment services sector subject to the supervision of the ACPR;
  • Validate the pre analysis with the concerned CCO of the business unit and/or Data Protection Officer/Correspondent
  • Integrate the result of risk assessment into SG tool
  • Produce reporting on requests portfolio management, including follow-up of actions plans set-up as part of or complementary to the SLA

Profile required

  • A very good level of English both written and oral
  • Understanding of capital market activities; in-depth knowledge consider a plus
  • The candidate needs to have compliance expertise (data protection and risk analysis is a plus) and additional PMO experience is considered advantage
  • The candidate needs to have good communication skills allowing him/her to animate meetings with sponsors and / or project managers and to interact easily with all stakeholders
  • Team spirit: capacity to coordinate with the other team members in an efficient and assertive manner, but at the same time keeping a high level of independence and autonomy
  • Capacity to prove a dynamic and proactive mindset.

Business insight

We are convinced that people are drivers of change, and that the world of tomorrow will be shaped by all their initiatives, from the smallest to the most ambitious.

Whether you’re joining us for a period of months, years or your entire career, together we can have a positive impact on the future. Creating, daring, innovating and taking action are part of our DNA.

If you too want to be directly involved, grow in a stimulating and caring environment, feel useful on a daily basis and develop or strengthen your expertise, you will feel right at home with us!

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 21000SHA
Entity: SG Global Solution Centre Romania
Starting date: immediate
Publication date: 2021/11/17