Financial Crime Compliance Governance Analyst

Permanent contract|New York|Compliance

Financial Crime Compliance Governance Analyst

New York, United States Permanent contract Compliance


  • Assist with maintaining the SGUS Financial Crime Compliance Policy and Procedures framework.
  • Tracking updates on Financial Crime Committee charters, policy and procedures. 
  • Assist with the development of the annual Financial Crime Compliance Training Plan and conduct New Hire Orientation training on Financial Crime topics.
  • Assist with metrics related processes, including the preparation of metric reporting to management and senior-level Committees.  
  • Assist with NYS DFS 504 requirements and the annual certification process.
  • Assist with maintaining the SGUS FCC Risk Appetite Statement as well as processes, reporting, and metrics.
  • Prepare materials for issue management processes for US Financial Crime Compliance, FCC Working Groups, and team meetings.
  • Provide documentation in response to Internal Audit, Compliance Testing, and regulators.

Profile required

  • Strong attention to detail.
  • Excellent research and analytical skills.
  • Strong interpersonal, written and verbal communication skills.
  • Knowledge of current anti-money laundering requirements, including the Bank Secrecy Act and USA PATRIOT Act; prefer knowledge of OFAC/Sanctions requirements.
  • Ability to balance multiple priorities in a fast moving and demanding environment.

Business insight

  • Société Générale’s US Financial Crime department is responsible for ensuring compliance with anti-money laundering (“AML”), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations.  The department performs, among other responsibilities, AML transaction monitoring and SAR filing,   OFAC screening,  as well as advisory and control functions across SG US  bank and broker dealer businesses.  The department is also responsible for the management of the tools used for sanctions screening and AML transaction monitoring.
  • The Financial Crime Compliance Governance Analyst is a member of the SGUS Financial Crime Governance, Risk and Controls team which is responsible for certain processes and functions that cover the broader AML and Sanctions Compliance functions.  The team manages the US Financial Crime policy and certain procedures updates, interacts with the Compliance Training team to develop the annual AML and OFAC training module, performs certain management reporting, and follows regulatory change.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 21000RVM
Starting date: 2021/10/11
Publication date: 2021/09/13