INTERNSHIP - Compliance, Policies and Procedures/Regulatory Inventory

Day-to-day responsibilities include but are not limited to:

• Preparing written policies and procedures for specific business activities in compliance with applicable regulations;
• Preparing compliance policies and procedures covering all U.S. operations also in compliance with applicable regulations;
• Implement standards for Compliance policy and procedure framework;
• Revising existing policies and procedures to reflect regulatory updates, organizational and business changes;
• Assist in drafting and issuing communications regarding new and revised policies;
• Review regulatory requirements and rule references in the SGUS Compliance Department Regulatory Inventory (“Regulatory Inventory”) to confirm applicability to SGUS business lines based on the products and services offered and map the regulatory requirements in the Regulatory Inventory to regulatory category and SGUS policies and controls;
• Analyze new regulatory developments for inclusion in the Regulatory Inventory, taking into consideration applicability to the business, and products and services offered by SGUS;
• Assist in preparing reports regarding regulatory developments to update stakeholders.
• Revising existing training to reflect regulatory updates, organizational and business changes
•  Reviewing and proofing training presentations and online course storyboards
• Managing the Compliance Training mailbox and respond to training inquiries
• Documenting required 12-hr continuing education training completion for department staff
• Assisting the Compliance Training Team with other training projects and administrative tasks