- Highly proficient in MS Office with emphasis on excel.
- Excellent attention to detail
- Excellent oral and written communication skills
- Self-confident in-person
- Self-starter, resourceful
- Problem solving
- Calm under pressure
- Enjoy working as part of a team
Experience Needed: 0-1 years
- Degree in a relevant discipline
Languages: (Other than English) French a plus but not required.
In accordance with Regulatory expectations and Industry Best Practice, the Compliance Risk Assessment team is responsible for managing the process by which Compliance Subject Matter Experts independently identify and evaluate material Regulatory Obligations, associated Compliance risks and the effectiveness of mitigating controls in place. The scope of this annual assessment covers applicable business lines and service units from across the US, Brazil and Canada. Output from the Annual Compliance Risk Assessment is utilized to identify and drive corrective action plans aimed at enhancing existing controls or adding new controls, it also serves as a cornerstone of the broader Americas Compliance Risk Management Framework and provides valuable information to Compliance: monitoring and testing, policies, surveillance, training, technology and the annual Compliance plan activities. It also informs the various Business Areas and Service Units assessed of their respective Compliance risk and control profiles as well as any resulting corrective action plans that they will either need to own or be kept informed of.