The Compliance Department is looking for a Compliance professional to support the Compliance Issues & Breach Management team. The role also provides support to the firm’s global Volcker Rule Compliance Program. This person will assist the team in gathering and optimizing business intelligence and creating presentations for senior management in the department. The ideal candidate will be versatile and enthusiastic and may be required to work with various stakeholders throughout the business and support functions. The candidate must have strong analytical skills and be practical and proactive in understanding how Firm business practices, operations, and processes operate and evolve.
Responsibilities include, but are not limited to:
Competencies:
The position is based in New York. As team stakeholders span jurisdictions, it is vital that the employee be a self-starter and able to communicate clearly and effectively.
Technical Skills & Knowledge:
Qualifications (Experience, Education, Languages):
Required:
Desired
As a business partner and a second line of defense, the SG Americas Compliance Department supports the Business Units and Support Functions in carrying out banking activities in accordance with regulations and ensuring the sustainable development of our business activities. Société Générale in the Americas is present in the United States, Canada and Brazil where it focuses primarily on corporate and investment banking activities. SG also operates in several Latin American countries where it offers a range of specialized banking and financial services. In addition to investment banking, SG in the Americas offers global transaction banking, securities services and equipment financing. In the U.S. the services are offered through our New York branch, broker-dealer and other affiliates.
In its role, the Compliance Department contributes fully to the positive impact that Société Générale wishes to have on the transformation of our societies. Therefore, preventing market misconduct, combating money laundering, and thwarting the financing of terrorism and corruption are all tasks that fall within the scope of compliance and contribute to the positive transformation of our economies.
The Compliance Department ensures:
Within a robust governance and risk management framework the Compliance Department provides expertise in Business Advisory, Financial Crime prevention, Banking, Securities and other applicable regulations, communications and trade surveillance, Second Line testing and monitoring and compliance risk assessment. As part of a global financial institution providing services across the globe, we also cooperate closely on a daily basis with our Head-Office and global affiliates to ensure compliance with the regulations in the countries where we operate and to address cross-border regulatory matters.
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.