Maintain a working knowledge of AML and OFAC regulations and SG policies and procedures
Maintain strong working relationship with the business lines
Maintain strong working relationship with AML Compliance
Escalates issues to the manager and to senior stakeholders when required
Apply the SGUS Know Your Customer Procedures to assigned accounts
Conduct IDD / CDD / EDD (including screening) on assigned clients
Ensure information and documentation provided by Business Lines is correct and in good form
Maintain high quality standard, high productivity, and produce high quality KYC memos
QC / Case Lead is accountable for the timely completion of KYC Profile end to end
QC coordinates with CFA, SME, Compliance and BMO to ensure the timely completion of the files and resolves any blocking points in their respective scope
QC provides timely update to the Team Leads and also alerts on any issues that may have been noted during the KYC review
QC is responsible for the Post completion aspects of a file such as the Quality Score or Error Remediations etc.
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.