Maintain a working knowledge of AML and OFAC regulations and SG policies and procedures
Maintain strong working relationship with the business lines
Maintain strong working relationship with AML Compliance
Escalates issues to the manager and to senior stakeholders when required
Apply the SGUS Know Your Customer Procedures to assigned accounts
Conduct IDD / CDD / EDD (including screening) on assigned clients
Ensure information and documentation provided by Business Lines is correct and in good form
Maintain high quality standard, high productivity, and produce high quality KYC memos
When applicable:
QC / Case Lead is accountable for the timely completion of KYC Profile end to end
QC coordinates with CFA, SME, Compliance and BMO to ensure the timely completion of the files and resolves any blocking points in their respective scope
QC provides timely update to the Team Leads and also alerts on any issues that may have been noted during the KYC review
QC is responsible for the Post completion aspects of a file such as the Quality Score or Error Remediations etc.
Technical Skills
Competencies:
Experience Needed:
Educational Requirements:
Languages (Other than English):
Client Centricity is one of Société Générale Global Banking Services’ top objectives for its 2020 strategic plan. We are building a holistic view of our interactions with our clients in all business lines so that we can offer them a coherent and consistent experience. With that goal in mind, the Client Lifecycle and Digital group (CLD) was officially created in July 2019 to be the transverse cross-business client division of Global Banking and Investor Solutions.
Our mission:
Our conviction? This relationship is rooted in a simplified, differentiated experience for our clients and employees, and in the assurance of a permanent commitment over the client's entire lifecycle and interactions.
This is a unique department within Global Banking Investment Services responsible for applying the KYC Policy, running KYC analysis and approval for clients under CPLE supervision for all wholesale clients (except Private Banking). In addition, the KYC department oversees Quality and controls, norms, subject matter expertise and remediations.
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.