MARK Compliance Advisor-CPLE-Shanghai-20190813001

 Shanghai - China       Permanent contract        Legal / Taxation / Compliance


Main Responsibilities /Accountabilities / Tasks
  • MARK relevant regulation interpretation and compliance advisory
  • MARK related business qualification / license application, product filling & project coordination
  • MARK new products review and suitability assessment
  • MARK compliance risk surveillance
  • MARK related operational procedures review and validation where applicable
  • MARK related regulation and internal rules’ training
  • Window contact to industry association / exchanges (CFETS, NAFMII, etc), regional / group Compliance & BLs related to MARK activities
  • Other compliance related works / assignments

Profile Required

Candidate Profile

  • Academic Background
- Bachelor degree or above in Business, Finance or Law

  • Working Experience /Technical Skills & Know how

- At least 10 years experiences in banking industry

- Minimum 5 years in Compliance Department of reputable foreign bank in China, incl 2-3 years in global market compliance area;

- Skills & Competencies • Thorough knowledge and understanding of local CBRC/SAFE/ PBOC rules & regulations and relevant compliance policies related to global market activities;

- Sound knowledge of global market products / services and cross-border activities;

- Independent, able to work under pressure and multi-tasks at same time, detailed-focused and

- Self-motivated, solution-driven and strong sense of responsibility / ownership

  • Language Skills:

- Fluent in both verbal and written English and excellent communication skills;

  • Computer Skill

- Literate in MS applications, WORD, EXCEL, Powerpoint, etc

  • Others:
- Good working relationship with local regulators, CBRC, PBOC, SAFE, etc

Business Insight

Societe Generale is one of the leading financial services groups in Europe. Based on a diversified and integrated banking model, the Group combines financial solidity and a strategy of sustainable growth.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Job code: 19000NGY
Business unit: Societe Generale China Limited
Starting date: Immediate
Date of publication: 13/08/2019
Share on

MARK Compliance Advisor-CPLE-Shanghai-20190813001

Permanent contract   |   Shanghai - China   |   Legal / Taxation / Compliance