Operations Regulatory Production Analyst

 Hong Kong       Permanent contract        Banking Operations


Primary Objectives:
  • Act as a control tower to monitor regional regulatory reporting production in synchronisation with local report owners and ensure relevant KPI and KRI are implemented
  • In case of regulatory incident or issues, ensure relevant action plan is defined and implemented by each report owner
  • Undertake process review and propose remediation actions to secure regulatory reporting production in Asia and follow up the implementation with project team accordingly
  • Lead dedicated OPER governance with local entities to follow up on the production performance, areas of risks, team organisation and regulatory evolution
  • Represent OPER within 3RC committees as report owners when relevant
  • Keep up to date with regulatory evolution and reforms and continue to develop expertise of regulatory production value chain
  • Ensure regulatory reporting golden rules are deployed and followed across the region
  • Coordinate regulatory impact assessment for ROCS/ REG in New Product Committee jointly with regulatory project team and follow up implementation with TTM.
  • Ensure the oversight of outsourced or offshored regulatory production
  • Coordinate the implementation of ad hoc regulatory reporting or surveys
  • Responsible for the production regulatory reporting ( TDCC/ HKMA periodic report /surveys) and shall ensure they are in line with regulator’s requirements in terms of timeliness, completeness and accuracy

Profile Required

Key Skill Areas & Knowledge required:
  • Strong foundation in wholesale banking business and operating model across business units
  • and service units
  • Sound understanding of operations key functions, processes and information system
  • Very strong understanding of regulatory production chain and information system 
  • Sound understanding of regulatory reforms and operational and regulatory risk framework and policies
  • Strong ability to coordinate with teams in scattered geography

Behavioural Competency required:

  • Being exemplary to follow our code of conduct
  • Working for the collective good going beyond one's one agenda
  • Expressing one's convictions and making decisions with courage
  • Think disruptively about our core business and encourage such an approach
  • Good team player with ability to drive initiatives cross-departments for a common delivery
  • Flexible and proactive to adapt to a changing environment 
  • Strong ability to work under pressure for regulatory compliance

Business Insight

Societe Generale is one of the leading financial services groups in Europe. Present in over 50 countries across Europe, the Americas and Asia. Societe Generale provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions. 

All our positions are open to people with disabilities

Job code: 19000TA1
Business unit: Societe Generale Hong Kong Branch
Starting date: 24/11/2019
Date of publication: 11/11/2019
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Operations Regulatory Production Analyst

Permanent contract   |   Hong Kong   |   Banking Operations