Description of the Business Line or Department
The key objective of the Compliance team within SGPB Hambros is to assess the conformity of internal codes of conduct, policies or internal procedures with legal obligations and best practices applicable to its business.
Summary of the key purposes of the role
To assist the CI Head of Compliance and other CAFC colleagues to provide guidance to management and staff of SGHCI so that the business remains compliant with all relevant regulations, legislation and best practice.
To provide backfill assistance in monitoring the effectiveness of compliance controls and regularly reporting to senior management.
To undertake all Registered Compliance Officer duties for the Guernsey Bank and Trust Company.
To assist with the management of the Compliance Officers on a day to day basis and provide support when needed.
Work with colleagues across Group offices to develop and maintain a ‘good compliance culture’ throughout the business.
To work with other functions to ensure that SG Kleinwort Hambros Bank (Channel Islands) Limited and SG Kleinwort Hambros Trust Company (CI) Limited are regulatory compliant.
To assist with, and provide advice and training to all staff, senior management and board directors on Regulatory matters as required.
To provide day to day counsel and advice on both SGKH Hambros policies and procedures but also on regulatory matters for the C.I.
Summary of responsibilities
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.