Research - Supervisory Analyst

Permanent contract|New York|Corporate & Investment banking

Research - Supervisory Analyst

New York, United States Permanent contract Corporate & Investment banking

Responsibilities

Responsibilities

  • Review & approve global research & non-research communications to ensure compliance with FINRA, NYSE, & SEC and SG & SGAS guidelines
  • Identify risk exposure items
  • Incorporate SG's leadership goals of team spirit, innovation, responsibility, and commitment into daily practices

Profile required

Competencies and Experience

Competencies:            

  • Able to work well with others,organized, can meet deadlines
  • A team player and maintains confidentially of information
  • Self-initiating and resourceful with high integrity and work ethic
  • Attentive to details and accuracy
  • Excellent oral and written communication skills.
  • Must be flexible and able to resolve issues and ensure rapid time to market for products
  • Must be a highly organized self-starter and a team player

Technical Skills & Knowledge:

  • Knowledgeable of securities regulations & SG legal & compliance rules and policies.
  • Knowledge of finance & investments; SEC, FINRA, SG, SGAS & other regulatory rules and regulations.
  • Ability to use proprietary publishing workflow, related software and all SG Markets Research portal pages that contain databases of information for reviewing research reports.

Qualifications:

The ideal candidate is expected to have the following qualifications:

  • Series 16 license
  • 6-10 years experience as a SA with a top financial services organization
  • Exposure to reviewing equity, credit, derivative, third-party research and other types of reports and documents

Business insight

Within Société Générale Corporate & Investment Banking, the Global Markets Division brings together the Research, Investment and Risk Management Solutions, Execution, Prime Services, Equities, Fixed Income, Futures and Currencies & Commodities structuring capabilities with the objective of providing investors with one integrated multi-asset market solutions team.  The Global Markets platform committed to long-term client relationships through value added services and smart solutions. The business uses an advisory and innovation mindset, focused on client needs, with the world leading financial markets engineering team.  Global Markets is a leading player in derivatives, unrivaled equity derivatives expertise and #1 in listed derivatives, cross-asset and economic research.  Our prime services' offering is a unique combination of execution, clearing, custody and financing services.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 22000NBQ
Entity: SG Americas Securities
Starting date: 2022/11/04
Publication date: 2022/08/03
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