Senior Manager / AVP - Compliance

 Mumbai, India       Permanent contract        Legal / Taxation / Compliance

Responsibilities

• Support Head of Compliance, Business lines and stakeholders in India to manage the compliance risks.

• Handle all matters relating to Non-Financial Crime Compliance and primarily responsible for managing regulatory relationship & oversight.

• Manage /coordinate contentious issues and regulatory matters.

• Act as an advisor for new products, projects and initiatives undertaken by the Bank in India.

• Report and escalate matters as appropriate.

• Keep abreast of any change and trends in the domestic banking laws & regulations and other regulatory guidelines and communicate them to the required stakeholders, making changes in the internal policies as may be required. 

• Co-ordinate with RBI for the Risk Based Supervision exercise and coordinate responses for any finding / queries thereto.

• Adopt and implement the compliance policies and procedures stipulated by the Head Office and local regulatory authorities.

• Ensure that compliance deficiencies / customer complaints / regulatory enquiries are judiciously investigated, reviewed and rectified within prescribed time frames.

• Carry out periodic Compliance Risk Assessment(s) and prepare and conduct the Annual Compliance Plan and Program.

• Assist in due implementation of the program for Anti- Bribery & Corruption, Personal Account Dealing, Outside Business Interest, Gifts & Events which include monitoring, investigation and reporting.

• Undertake voice surveillance of dealing room which include monitoring, investigation and reporting.

• Conduct training and awareness workshops for staff on general compliance matters.

• Represent the department in organizational committees and deliberations.

• Any other jobs assigned by the Management.

Profile Required

Education Qualifications

Graduate / Masters Degree in Commerce and Professional Qualifications viz. ACS or ACA or GARP or MBA


Work Experience

6 – 10 years relevant experience in an MNC Bank or Banking, Financial Services Industry.

Experience in handling Regulatory and Corporate Affairs, preferably in an MNC environment.


Skills & Competencies required

Excellent Communication and Delivery Skills;

Independent and Proactive;

Strong Leadership traits;

Strong conviction and positive attitude


Language Skills

Good command of written and spoken English; knowledge of French preferable.


Computer Skill

Basic Office Automation (MS Office) operating in Windows working environment.

Adept user of web enabled databases and search engines

Business Insight

Societe Generale is one of the leading financial services groups in Europe. Based on a diversified universal banking model, the Group combines financial strength with a strategy of sustainable growth, putting its resources to work to finance the economy and its clients’ plans. With a solid position in Europe and a presence in countries with strong potential, the Group’s 145,700 employees in 66 countries support 31 million individual clients, large corporates and institutional investors worldwide by offering a wide range of advisory services and tailored financial solutions.


Societe Generale was established in India in the year 1978. In 1985, Societe Generale Bank commenced operations as a Scheduled Commercial Bank in Mumbai along with a branch in Delhi in 1993. Since then it has a proud legacy of servicing corporates and clients. Societe Generale not only offers an extensive product portfolio to different market segments, but customizes solutions in investment banking, global finance and global markets.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Job code: 19000YMP
Business unit: Societe Generale India
Starting date: 01/03/2020
Date of publication: 08/01/2020
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Senior Manager / AVP - Compliance

Permanent contract   |   Mumbai   |   Legal / Taxation / Compliance