Sr. Business Auditor - Investment Banking

 Bangalore, India       Permanent contract        Audit

Responsibilities

Responsible for managing multiple audits in parallel and work in global and joint audits

  • Client audit engagements, which include planning executing, directing, and completing business / financial audits.

  • Good knowledge of business process, operational process related to banking and capital markets.

  • Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.

  • Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.

  • Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.

  • A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.

  • Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

  • Review the evidence of audit conclusions are ensure they are well-documented.

  • Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient

  • Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression

  • Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

  • Participate on annual risk assessment and audit planning

  • Quality initiatives within audit function

  • Working on Integrated audit

  • Monitoring audit recommendations

  • Statutory and regulatory norms applicable to banking business 

  • Fluent Command over English language

Profile Required

• Execute all audits in accordance with professional standards.
• Assists audit management in preparation & execution of the audit plan
• Prepares Audit work program and understands the specific risks to be evaluated.
• Performs evaluation of internal controls, testing of processes
• Performs reviews of major financial and operational processes
• Perform tests on the effectiveness of the Internal control environment within SG.
• Maintains clear work papers and audit trail of the work done in the appropriate tool
• Write formal & clear reports to communicate audit results to management
• Makes appropriate recommendations to improve SG processes
• Timely issuance of the audit reports
• Follow-up recommendations issued timely and escalate when needed
• Acquire knowledge on activities and risks during assignments and via trainings

Why Join Us

 

“We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status”.

 

 

Business Insight

Societe Generale Global Solution Centre (SG GSC), a 100% owned subsidiary of European banking major Societe Generale (SG), Our role and purpose is to enable the strategic vision of Societe Generale Group. We are doing this by pioneering cutting edge innovation from Design Thinking to Smart Automation & Artificial Intelligence, and applying it to banking.

SG Global Solution Centre provides services in the areas of Application Development and Maintenance, Infrastructure Management, Business Process Management, and Knowledge Process Management, to Societe Generale's business lines around the world.

“We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status”.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Job code: 20000HV9
Business unit: SG Global Solution Centre
Starting date: 02/11/2020
Date of publication: 15/10/2020
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Sr. Business Auditor - Investment Banking

Permanent contract   |   Bangalore   |   Audit