Responsibilities

"• Transversal analysis of 'Permanent Supervision' controls to ensure the controls are consistent across similar perimeters.
• Identify all Permanent Supervision controls in MORSE pertaining to the process being reviewed.
• Compare the control sets of the different department / location and identify discrepancies.
• Propose the target set of Permanent Supervision controls to be implemented for the process being reviewed, based on existing controls.
• Identify the gaps by departments / locations.
• Formalize analysis in a report to be sent to the OSM central team
• Monitor Quality & Effectiveness of the Controls:
• Conduct spot checks (i.e. controls on controls) on deployed procedures to ensure the Proper control implementation:
• Perform investigation based on a control case sample,
• Write the report presenting spot check results and recommendations,
• Debrief spot check outcomes with control owners and designers,
• Gather feedbacks and record spot check actions plans
• Reporting and Co-ordination Activities:
• Reports sent to OSM teams: clarity, rigor in the analysis, accurateness of the information provided, added value in terms of Permanent Supervision/process improvement
• Spot check action plan follow up
• Follow up on spot check status ‘in progress’ and ‘To do’
• Prepare Starting Spot check communication
• Prepare completed Spot check communication
• Produce and analyse the new Key Risk Indicators (KRIs)
• Produce the new KRIs in according with the set-up
• Formalize analysis in a report to be sent to the OSM central team.
• Action plans formalization and coordination with managers
• Produce and analyse the new Key Risk Indicators (KRIs)

Profile Required

• Minimum of 3 years of experience in Trade Surveillance domain

• Bachelors degree ( preferable in financial managment / law etc.)

"Knowledge and analytical skills in areas of :
• Knowledge of Capital market operations Middle Office / Back Office
• Experience with Information security
• Experience with Risk management in investment concepts
• Experience with Stakeholder Management
• Experience with Change Management
• Experience with Project Management

• Exposure to SMARTS tool is mandatory

• Masters degree in Financial Management/Commerce/Risk is an added advantage

• High Proficiency Knowledge in MS Office tools

• Flexible for Asia/EMEA Shifts

Business Insight

Société Générale Global Solution Centre (SG GSC), a 100% owned subsidiary of European banking major Société Générale (SG), Our role and purpose is to enable the strategic vision of Société Générale Group. We are doing this by pioneering cutting edge innovation from Design Thinking to Smart Automation & Artificial Intelligence, and applying it to banking.

SG Global Solution Centre provides services in the areas of Application Development and Maintenance, Infrastructure Management, Business Process Management, and Knowledge Process Management, to Société Générale’s business lines around the world.

“We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status”.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, sexual or gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Sr. Comliance Analyst

Permanent contract | Chennai - India | Legal / Taxation / Compliance