Securities Compliance Trainee

SG Securities Compliance (CPLE)

• Establishment and operation of a firm-wide internal control framework to ensure compliance with domestic and international financial regulations and requirements.
• Proactive management of key compliance risks: customers protection, integrity of financial markets and ethic and good conduct.
• Assist the team with regulatory requests on businesses and governance, in coordination with different teams
• Manage reporting to the senior management of the entity and to the APAC  and Paris office
• Coordinate or execute various controls including Market Surveillance, review on Conflict of Interests, and monitoring of Money Laundering

• Actively discuss with the regional Compliance teams on various Compliance issues.

SG증권 준법감시부 (CPLE)
전사 비지니스 영역의 국내외 법규 및 윤리 규범 준수를 위해 내부 통제 체계를 구축하고, 선제적 평판 리스크 관리와 모니터링 업무를 담당

• 국내·외 금융당국의 규제 및 법규 준수를 위한 전사적인 내부통제 체계 구축·운영
• 고객 보호, 시장 건전성, 윤리경영 등의 주요 컴플라이언스 리스크에 선제적으로 대응
• 사업분야, 거버넌스 관련 감 독기관 요청에 대한 부서 간 협업 및 자료제출 지원
• 국내 경영진, 아시아본부 및 프랑스 본사 보고를 위한 보고자료 작성·관리
• 시장감시, 이해상충, 자금세탁 등에 대한 내부통제 업무 수행
• 홍콩 소재 APAC 지역 내 컴플라이언스 팀과의 협업 및 논의
• 현업부서 및 후선부서의 업무와 관련된 국내법규 및 SG그룹 내부 규정에 대한 자문업무의 지원

Department Description

The Compliance department is responsible for the following:

• Ensure all non-compliance risks are identified  that the Group complies with all regulatory and supervisory obligations.
• Assess the impact of regulatory and legal changes on the Group's activities and compliance framework; 
• Define standards and procedures to manage the risk of non-compliance;
• Provide notice on new products and activities, or material changes to products or activities;
• Ensure appropriate management of risks of non-compliance through LOD1 and the establishment of appropriate controls, including Level 2 controls.
• Identify, assess, and escalate incidents and breaches of compliance;
• Train employees and promote a culture of compliance in the Group;
• Advise and inform General Management and the Board of Directors on non-compliance risks.

• Undergraduate student with one semester remaining before graduation
• Available to work full-time during the stated employment period
• Proficient in Microsoft Office applications
• O52Excellent verbal and written communication skills in both English and Korean.

BEHAVIORAL SKILLS:

• Team Spirit - Collective mindset: I favour the company's best interest over my team's results
• Commitment - Exemplarity: I embody the Group’s values 
• Responsibility - Risk: In order to improve the Group's security, I am constantly on the lookout for risks
• Team Spirit - Synergies: I make developing synergies within the Group a priority
• Responsibility - Performance: I generate outstanding individual and collective performance
• Commitment - Care: I listen and demonstrate emotional intelligence to engage others
   

Our Culture:
At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate. Please visit our APAC career website: https://www.societegenerale.asia/en/careers/building-your-career-with/ for more information.

Diversity, Equity & Inclusion (DE&I) :
Our mission: Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
Our vision: 
•     Engaged workforce that is demographically diverse in a way that reflects the communities in which we operate
•     Inclusive culture and workplace that recognizes employees' unique needs and utilizes their diverse talents 
•     Engage our community and marketplace, and position the organization to meet the needs of all its clients
Check out our DE&I initiatives: https://www.societegenerale.asia/en/careers/diversity-equity-inclusion-dei/