Compliance Advisory Officer
Responsibilities
Major Accountabilities/Principal Responsibilities:
Objective
Compliance Advisory covering primarily Societe Generale (SG) Haussmann Japan, and other legal entities as necessary.
Duties
- To take care of the issues including but not limited to all Compliance, regulatory requirements governance related matters.
- To provide professional Compliance advice to Business, Management and other departments with precise understandings of regulation as well as with professional expertise.
- To act as a primary contact of regulators for covering area.
- To provide professional support to the Management for any governance issues
- To take care of inspections and examinations for SG group
- To build strong relationship with relevant stakeholders
- To evaluate and escalate issues to Head of Japan Compliance, Head of Advisory Compliance and regional compliance management as appropriate.
- To display a proactive willingness to network with peer firms within the industry and represent SG in cases to express industry opinion.
Profile required
Key Skill Areas & Required knowledge:
- Professional knowledge and expertise of asset management / fund business and those related regulations
- Proper level of knowledge as Compliance Advisory regarding to the business conducts and global regulatory environment
- Excellent interpersonal skills
- Willingness to work collaboratively as a team
- Ability to adapt to a new environment
- Japanese (native) and English (business level) skill
Business insight
Societe Generale is one of the leading European financial services groups. Founded in 1864, we have been playing a vital role in the economy for over 150 years. With more than 148,000 employees based in 76 countries worldwide, we accompany 32 million clients throughout the world on a daily basis. Based on a diversified universal banking model, the Group combines financial strength with a strategy of sustainable growth.
Our expertise in the Asia Pacific region ranges from Corporate & Investment Banking (Advisory, Financing and Global Markets) to Asset Management, Securities Services, Trade Finance and Cash Management Services. Leveraging on our formidable global footprint, we serve corporates, financial institutions, and the public sector. With our regional headquarters in Hong Kong, we operate in 11 countries across Asia Pacific, employing over 6,600 employees. You can find us in Beijing, Seoul, Tokyo, Singapore, Mumbai, Sydney and other locations in the region.