GLBA Advisory Compliance

Permanent contract|Tokyo|Compliance

GLBA Advisory Compliance

  • Tokyo, Japan
  • Permanent contract
  • Compliance

Responsibilities

Major Accountabilities/Principal Responsibilities:

Objective:

GLBA (Global Banking and Advisory) is one of the important business lines at Societe Generale group worldwide. In Japan, this business line supports clients through financing activities such as natural resource financing, real estate financing, aviation financing, project financing etc. Expanding GLBA business is an important axis of SG Japan business; hence we are seeking an experienced compliance officer to support this initiative.

Duties:

  • To provide effective and well-balanced compliance advice to business, management and other departments with precise understandings of regulation as well as with professional expertise to ensure sound business promotion.
  • To take care of issues including but not limited to all regulatory and governance related matters.
  • To act as a primary contact of regulators for covering area and coordinate relevant departments to respond to requests from them.
  • To provide professional support to the management for any governance issues. 
  • To take care of inspections and examinations for SG group. 
  • To build strong relationship with relevant stakeholders both internally and externally. 
  • To evaluate and escalate issues to Head of Japan Compliance and regional compliance management as appropriate. 
  • To network with peer firms within the industry and represent SG in cases to express industry opinion instructions as needed. 
  • If and when necessary, work with other compliance teams for effective compliance support for the organization. 

Profile required

Key Skill Areas & Required knowledge: 

  • Extensive experience in compliance advisory for banking business
  • Advanced knowledge and expertise of banking business
  • Strong sense of showing risk reflection
  • Interpersonal skill; strong ability and willingness to work as a team
  • Japanese (native) and English (business level) skill both in verbal and written
  • It’s recommended to hold JSDA ICM and Type I Sales representative certification to have basic understanding about regulations

Business insight

Societe Generale is one of the leading European financial services groups. Founded in 1864, we have been playing a vital role in the economy for over 150 years. With more than 148,000 employees based in 76 countries worldwide, we accompany 32 million clients throughout the world on a daily basis. Based on a diversified universal banking model, the Group combines financial strength with a strategy of sustainable growth.

Our expertise in the Asia Pacific region ranges from Corporate & Investment Banking (Advisory, Financing and Global Markets) to Asset Management, Securities Services, Trade Finance and Cash Management Services. Leveraging on our formidable global footprint, we serve corporates, financial institutions, and the public sector. With our regional headquarters in Hong Kong, we operate in 11 countries across Asia Pacific, employing over 6,600 employees. You can find us in Beijing, Seoul, Tokyo, Singapore, Mumbai, Sydney and other locations in the region.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 24000IB3
Entity: Societe Generale Securities Japan Limited
Starting date: 2024/08/15
Publication date: 2024/07/09
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